Regional Risk & Compliance Specialist
Lockton
Founded over 50 years ago by Jack Lockton in Kansas City, Lockton has built a brand that is internationally recognized for the quality and efficiency of the services we provide. Through the loyalty of our clients, which has enabled us to grow significantly in recent years, Lockton is now among the largest insurance brokers in the world, achieving the fastest organic growth rate in the industry.
We are looking for a professional to provide regional support across Legal, Compliance, Market Security, and Data Protection (Data Privacy), working closely with multiple countries and senior stakeholders.
This is a regional role with exposure to multi-jurisdictional operations and cross-functional collaboration.
Key Responsibilities
- Support and coordinate Market Security activities and MGA-related processes
- Monitor and track the implementation of audit recommendations
- Manage and support licence renewal processes across multiple jurisdictions
- Support day-to-day operational activities and follow up on regional action plans
- Deliver short, targeted communications (“communication pills”) to country offices
- Provide ongoing regional support across Risk Management, Compliance, and Data Protection
Requirements & Qualifications
- Bachelor’s degree in Actuarial Science, Engineering, Process Management, or related fields;
- Practical knowledge of Enterprise Risk Management (ERM), particularly COSO ERM, and internal control frameworks (COSO), with the ability to map risks, design controls, and support effectiveness assessments.
- Familiarity with ISO standards related to Risk and Compliance (ISO 31000, ISO 37301 / ISO 19600), with a strong focus on practical application
- Experience in translating governance frameworks into operational risk and compliance routines
- Experience in monitoring and remediating audit findings (internal, external, and regulatory), ensuring proper documentation, clear ownership, and timely completion of action plans
- Experience supporting regulatory compliance and licence renewals across multiple jurisdictions
- Knowledge of Data Protection / Data Privacy and Information Risk (LGPD, GDPR, or equivalent)
- Ability to produce risk-based reports and concise executive communications for local audiences and senior stakeholders
- Experience working in complex, matrixed, and multinational environments, interacting with legal, compliance, finance, audit, and business teams
- Fluency in English or Spanish
- Advanced proficiency in Microsoft 365, particularly Excel (controls and trackers) and PowerPoint (governance and risk reporting)
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